Companies across the ARM industry have been busy lately - adding new technology, changing workflows and processes, and hustling to comply with Regulation F. Big shifts like these inevitably create new blind spots and add potential risk. You know regulators and consumer attorneys are looking for those blind spots. You have to find them first.  In our last two webinars, we discussed how to get started, and how to gather the materials you need to conduct your assessment. In this webinar, we’ll help you dive in and discuss how to compare your policies and procedures to applicable laws, and how to capture your results for future use.

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July 14, 2022, 2 p.m. July 14, 2022, 3 p.m.
14 July 2022 at 02:00 p.m. ET
14 July 2022 at 03:00 p.m. ET
60 minutes

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This “how-to” Webinar will help those in charge of risk and gap assessments learn how to:

  • efficiently review their procedures to ensure applicable laws are covered
  • capture results to use for regulatory requests and client requests
  • identify the true gaps in the procedures

This webinar is presented by Research Assistant and insideARM and brought to you by Provana, LexisNexis Risk Solutions, and Finvi.