Compliance Departments Benchmarking Report (2021)

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How Does Your Compliance Department Stack Up Against Others in the Industry?

insideARM's Consumer Relations Consortium (CRC) and Research Assistant asked the industry, across a variety of asset-types, to describe and size their compliance departments.

We asked respondents to share information about:

Baseline demographics
Compliance team members
Regulatory compliance employees
Complaint management employees
Licensing employees
Contract administration employees
Internal audit testing employees
Vendor external audit testing employees
Client external audit testing employees
Cal l monitoring/QA employees
Voice analytics employees
T raining/education employees
Legal/litigation employees
Information security employees
Attorneys

This report is free to Research Assistant and CRC members.

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These benchmark surveys, developed by insideARM's CRC (Consumer Relations Consortium) and Research Assistant, are designed to give you targeted insight into specific questions.

Your data is never tied to your company, only to aggregated results.

Those who share their email at the end of the survey will receive a complimentary copy of the survey results once published.